FIS Trading Compliance Manager
Mitigate reputational risk and focus on profitability
FIS® Trading Compliance Manager is a multi-asset, web-based surveillance solution that’s designed to alert sell-side firms to potential violations occurring in the marketplace, assist in supervisory controls and support management reporting.
Trading Compliance Manager provides a complete view into an order’s life cycle, driven by alerts and supported by comprehensive market data and client data warehouses. As a result, you can more efficiently manage daily reviews, post-trade analysis, RegNMS compliance, and general trading compliance and supervision.
FIS Can Help
Discover a multi-asset, web-based trading compliance management solution that meets your compliance obligations
Mitigate risk and focus on profitability
Control reputational risk and keep profitability at the forefront with a proactive approach
Improve quality while reducing costs
Rely on our data warehousing to improve execution data while avoiding storage costs
Take control
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