FIS Supervision Compliance Manager
Formerly Protegent Surveillance
Detect, document, and remediate potential regulatory violations
The Leading Trade Surveillance Compliance Solution
FIS® Supervision Compliance Manager (formerly Protegent Surveillance) is an intuitive, automated trade monitoring, surveillance and sales supervision solution.
Designed to detect, document and help remediate potential regulatory violations, Supervision Compliance Manager is the premier solution for surveillance execution on firms’ trade, account and rep information according to regulatory and firm-defined guidelines.
And as regulatory agencies continue to issue new rules, the solution incorporates alerts into its rules engine to help you mitigate internal and regulatory risk.
FIS Can Help
Mitigate Regulatory Risk
Keep pace with the latest regulatory changesImprove Supervisory Procedures
Identify questionable transactions and provide a consistent review processEnhance Operational Efficiency
Aggregate compliance reviews and reduce the time spent on daily reviews