FIS Supervision Compliance Manager
Detect, document and remediate potential regulatory violations
FIS® Supervision Compliance Manager is an intuitive, automated trade monitoring, surveillance and sales supervision solution. Designed to detect, document and help remediate potential regulatory violations, Supervision Compliance Manager facilitates surveillance execution on firms’ trade, account and rep information according to regulatory and firm-defined guidelines. As regulatory agencies continue to issue new rules, the solution incorporates alerts into its rules engine to help you mitigate internal and regulatory risk.
FIS Can Help
Rely on an efficient enterprise trade surveillance compliance solution
Mitigate regulatory risk
Keep pace with the latest regulatory changes
Improve supervisory procedures
Identify questionable transactions and provide a consistent review process
Enhance operational efficiency
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