FIS® Compliance Suite is a scalable platform that solves multiple regulatory challenges, including anti-money laundering and communications surveillance. Leveraging artificial intelligence and machine learning, the solution helps you stay ahead of regulations and provides full transparency into your risks for more confident decisions.

FIS can help

One of the largest and most configurable alert libraries available, out of the box

Detect

Automate regulatory risk detection to improve efficiency

Act

Mitigate potential regulatory compliance issues before they become a problem

Document

Manage workflows and provide evidence of review for auditors and regulators

Get to Know the Solutions

FIS® Compliance Suite (formerly Protegent) provides firms greater visibility into potential compliance risk factors while increasing operational efficiency and regulatory transparency.

Benefits
Solve your regulatory challenges, from communications surveillance and trading compliance to anti-money laundering
Benefit from innovative compliance technology for global compliance management at your fingertips and that scales as you grow
Leverage artificial intelligence and machine learning to help you stay ahead of regulation and gain full transparency into your risks

FIS® Trading Compliance Manager is a new multi-asset class platform that provides trade surveillance, regulatory reporting and supervisory controls.

Benefits
Gain a complete view into the order life cycle and strengthen your trading supervision with alerts that flag trading violations
Address all your trading compliance needs through one efficient solution that’s scalable to your requirements, catering to multiple geographies and markets globally
Meet trading compliance requirements, including daily review, post-trade analysis, best execution, RegNMS, RegSHO, market manipulation and Consolidated Audit Trail
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FIS® Communications Compliance Manager with Shield uses natural language processing and artificial intelligence to rapidly and accurately perform content and context analysis of all communication types.

Benefits
Respond effectively to compliance risks
Streamline communications compliance with natural language processing and AI
Integrate your surveillance with a behavioral modeling module
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